Broker dealer located in Chicago looking to bring on board a “Executive Director – FCM Compliance Advisory” to join their team. This role is currently in a hybrid schedule (3 days in office / week).Responsibilities:Support the Head of FCM Compliance by providing Compliance Advisory services to FCM (futures commission merchant) business line.Complete or assist in completing US FCM related regulatory inquiries.Complete or assist in completing US FCM BCAC guidance for management review.Collaborate to ensure Compliance Calendar deadlines are achieved.Create or assist in development of US FCM Policies and Procedures and Written Supervisory Procedures.Field FCM Business Questions.Support the Desk Heads with FCM related compliance matters.Ensuring compliance with the company’s regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges.Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with.Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values.At all times complying with Code of Conduct.To ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which you have any level of responsibility.To report any breaches of policy to Compliance and/ or your supervisor as required.To escalate risk events immediately.To provide input to risk management processes, as required.
...Job Description Job Description Position Summary: CNC Router Operator will produce machined parts by programming, setting up and operating the CNC router. Promotes safe practices while operating router to appropriately achieve an exceptional cut of material. *This...
...Job Description Job Description Sigmatech is seeking a SAP Security Specialist to support the Mission Delta 9 Government SAP Security Officers (GSSO), located in Colorado Springs, CO. This position will work Monday-Friday onsite 730 - 4:30. This position will support...
Executive Assistant We are seeking an experienced, proactive, and detail-oriented Executive Assistant to provide high-level administrative support to the Senior Vice President of Network Strategy & Policy. In this role, you will serve as a strategic operational partner...
...but it also reflects our broader goal of accelerating the progress of frontier technology. The Role Were looking for an executive assistant to support a mix of externally-facing leaders at Paradigm. This person would be responsible for providing day-to-day EA support...
...Higgs Fletcher & Mack LLP in San Diego is seeking an experienced legal billing professional to join our on-site finance team. You will prepare, review, and finalize client invoices, monitor attorney time entries and expenses, and ensure billing documents meet firm and...